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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Jan. 19, 2011

Resources

Notice Rule: SEC Issued Version (pdf 45.27 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 15, 2011

File Number

SR-NASDAQ-2011-007

Rule Type

Notice

Release Number

34-63732

SEC Issue Date

Jan. 19, 2011

Federal Register Publish Date

Jan. 25, 2011

Document Citation

76 FR 4401

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds

Resources

Details