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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Feb. 25, 2010

Resources

Notice Rule: SEC Issued Version (pdf 50.45 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 25, 2010

File Number

SR-NASDAQ-2010-024

Rule Type

Notice

Release Number

34-61594

SEC Issue Date

Feb. 25, 2010

Federal Register Publish Date

March 4, 2010

Document Citation

75 FR 9982

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering

Resources

Details