Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: April 20, 2007

Resources

Notice Rule: SEC Issued Version (pdf 56.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 18, 2007

File Number

SR-NASDAQ-2007-021

Rule Type

Notice

Release Number

34-55652

SEC Issue Date

April 20, 2007

Federal Register Publish Date

April 27, 2007

Document Citation

72 FR 21060

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

Resources

Details