Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Section 4 of Schedule A to the NASD By-Laws (Fees for Qualification Examinations)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Oct. 20, 2004

Resources

Notice Rule: SEC Issued Version (pdf 179.97 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 17, 2004

File Number

SR-NASD-2004-145

Rule Type

Notice

Release Number

34-50575

SEC Issue Date

Oct. 20, 2004

Federal Register Publish Date

Oct. 27, 2004

Document Citation

69 FR 62732

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Section 4 of Schedule A to the NASD By-Laws (Fees for Qualification Examinations)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Section 4 of Schedule A to the NASD By-Laws (Fees for Qualification Examinations)

Resources

Details