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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend, and Provide an Interpretation to, Section 3 of Schedule A to NASD By-Laws and Amend NASD's Permanent Self-Reporting Form

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 26, 2004

Resources

Notice Rule: SEC Issued Version (pdf 137.38 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 23, 2004

File Number

SR-NASD-2004-129

Rule Type

Notice

Release Number

34-50274

SEC Issue Date

Aug. 26, 2004

Federal Register Publish Date

Sept. 2, 2004

Document Citation

69 FR 53757

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend, and Provide an Interpretation to, Section 3 of Schedule A to NASD By-Laws and Amend NASD's Permanent Self-Reporting Form

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend, and Provide an Interpretation to, Section 3 of Schedule A to NASD By-Laws and Amend NASD's Permanent Self-Reporting Form

Resources

Details