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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Establishing a Revised Effective Date for Amendments to the Order Audit Trail System Rules Relating to Execution Reports

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 28, 2004

Resources

Notice Rule: SEC Issued Version (pdf 86.18 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 27, 2004

File Number

SR-NASD-2004-093

Rule Type

Notice

Release Number

34-49927

SEC Issue Date

June 28, 2004

Federal Register Publish Date

July 6, 2004

Document Citation

69 FR 40698

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Establishing a Revised Effective Date for Amendments to the Order Audit Trail System Rules Relating to Execution Reports

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Establishing a Revised Effective Date for Amendments to the Order Audit Trail System Rules Relating to Execution Reports

Resources

Details