Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Conform Certain Provisions of NASD Rules 4200 and 4350 to the Rules of Another Self-Regulatory Organization, and to Make Additional Revisions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 22, 2004