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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: April 12, 2004

Resources

Notice Rule: SEC Issued Version (pdf 114.82 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 11, 2004

File Number

SR-NASD-2004-059

Rule Type

Notice

Release Number

34-49556

SEC Issue Date

April 12, 2004

Federal Register Publish Date

April 20, 2004

Document Citation

69 FR 21172

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Resources

Details