Order Rule

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-52752A

SEC Issue Date

Nov. 17, 2005

Federal Register Publish Date

Nov. 23, 2005

Document Citation

70 FR 70910

Resources

Notice Rule: SEC Issued Version (pdf 11.46 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53596

Rel. No. 34-52752

View Received Comments

Title

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements

Release Number

34-52752

SEC Issue Date

Nov. 8, 2005

Federal Register Publish Date

Nov. 16, 2005

Document Citation

70 FR 69614

Resources

Notice Rule: SEC Issued Version (pdf 50.35 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53596

Rel. No. 34-52752A

View Received Comments

Last Reviewed or Updated: Nov. 8, 2005

Resources

Order Rule: SEC Issued Version (pdf 45.11 KB)

Order Rule: Federal Register Version

Rel. No. 34-52752

Rel. No. 34-52752A

Details

Public Comments Due

Dec. 7, 2005

File Number

SR-NASD-2004-044

Rule Type

Order

Release Number

34-53596

SEC Issue Date

April 4, 2006

Federal Register Publish Date

April 11, 2006

Document Citation

71 FR 18392

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements

Public Comments

Resources

Resources

Resources

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Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements

Public Comments

Notice Rule (34-52752A)

Resources

Notice Rule (34-52752)

Resources

Resources

Details