Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend the Trading Activity Fee Rate and Add TRACE-Eligible and Municipal Securities as Covered Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-49114

SEC Issue Date

Jan. 22, 2004

Federal Register Publish Date

Jan. 28, 2004

Document Citation

69 FR 4194

Resources

Notice Rule: SEC Issued Version (pdf 111.52 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50485

View Received Comments

Last Reviewed or Updated: Jan. 22, 2004

Resources

Order Rule: SEC Issued Version (pdf 171.71 KB)

Order Rule: Federal Register Version

Rel. No. 34-49114

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-NASD-2003-201

Rule Type

Order

Release Number

34-50485

SEC Issue Date

Oct. 1, 2004

Federal Register Publish Date

Oct. 8, 2004

Document Citation

69 FR 60445

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend the Trading Activity Fee Rate and Add TRACE-Eligible and Municipal Securities as Covered Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend the Trading Activity Fee Rate and Add TRACE-Eligible and Municipal Securities as Covered Securities

Public Comments

Notice Rule (34-49114)

Resources

Resources

Details