Order Rule

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to "TRACE-Eligible Security" and an Exemption to Trade Reporting

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-48926

SEC Issue Date

Dec. 15, 2003

Federal Register Publish Date

Dec. 22, 2003

Document Citation

68 FR 71207

Resources

Notice Rule: SEC Issued Version (pdf 119.2 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49522

View Received Comments

Last Reviewed or Updated: Dec. 15, 2003

Resources

Order Rule: SEC Issued Version (pdf 107.04 KB)

Order Rule: Federal Register Version

Rel. No. 34-48926

Details

File Number

SR-NASD-2003-182

Rule Type

Order

Release Number

34-49522

SEC Issue Date

April 2, 2004

Federal Register Publish Date

April 8, 2004

Document Citation

69 FR 18660

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to "TRACE-Eligible Security" and an Exemption to Trade Reporting

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to "TRACE-Eligible Security" and an Exemption to Trade Reporting

Public Comments

Notice Rule (34-48926)

Resources

Resources

Details