Order Rule

Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and

Release Number

34-71326

SEC Issue Date

Jan. 16, 2014

Federal Register Publish Date

Jan. 23, 2014

Document Citation

79 FR 3909

Resources

Order Rule: SEC Issued Version (pdf 112.51 KB)

Order Rule: Federal Register Version

Rel. No. 34-70593

Rel. No. 34-71665

View Received Comments

Title

Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Soph

Release Number

34-70593

SEC Issue Date

Oct. 1, 2013

Federal Register Publish Date

Oct. 22, 2013

Document Citation

78 FR 62867