Order Rule

Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Title

Release Number

34-81422

SEC Issue Date

Aug. 17, 2017

Federal Register Publish Date

Aug. 23, 2017

Document Citation

82 FR 40026

Resources

Notice Rule: SEC Issued Version (pdf 325.61 KB)

Notice Rule: Federal Register Version

Exhibit 5a

Exhibit 5b

Exhibit 5c

Exhibit 5d

Exhibit 5e

Rel. No. 34-81802

View Received Comments

Last Reviewed or Updated: Aug. 17, 2017

Resources

Order Rule: SEC Issued Version (pdf 267.16 KB)

Order Rule: Federal Register Version

Rel. No. 34-81422

Details

Public Comments Due

Sept. 13, 2017

File Number

SR-GEMX-2017-37

Rule Type

Order

Release Number

34-81802

SEC Issue Date

Oct. 3, 2017

Federal Register Publish Date

Oct. 10, 2017

Document Citation

82 FR 47055

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges

Public Comments

Notice Rule (34-81422)

Resources

Resources

Details