Notice Rule

Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational, and Terminology Changes, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive,
Release Number
34-87407
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 58794

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes
Release Number
34-86091
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 28371

Last Reviewed or Updated: Dec. 23, 2019