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Notice Rule

Order Granting Approval of Proposed Rule Change Relating to the Composition of Hearing Panels and Extended Hearing Panels in Disciplinary Proceedings

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Granting Approval of Proposed Rule Change Relating to the Composition of Hearing Panels and Extended Hearing Panels in Disciplinary Proceedings

Release Number

34-73230

SEC Issue Date

Sept. 26, 2014

Federal Register Publish Date

Oct. 2, 2014

Document Citation

79 FR 59534

Resources

Order Rule: SEC Issued Version (pdf 14.65 KB)

Order Rule: Federal Register Version

Rel. No. 34-72854

Last Reviewed or Updated: Sept. 26, 2014

Resources

Notice Rule: SEC Issued Version (pdf 53.85 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73230

Details

File Number

SR-FINRA-2014-036

Rule Type

Notice

Release Number

34-72854

SEC Issue Date

Aug. 15, 2014

Federal Register Publish Date

Aug. 21, 2014

Document Citation

79 FR 49549