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Notice Rule

Order Approving Proposed Rule Change To Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change To Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook

Release Number

34-63961

SEC Issue Date

Feb. 24, 2011

Federal Register Publish Date

March 2, 2011

Document Citation

76 FR 11542

Resources

Order Rule: SEC Issued Version (pdf 66.43 KB)

Order Rule: Federal Register Version

Rel. No. 34-63331

Last Reviewed or Updated: Feb. 24, 2011

Resources

Notice Rule: SEC Issued Version (pdf 96.41 KB)

Notice Rule: Federal Register Version

Rel. No. 34-63961

Details

File Number

SR-FINRA-2010-059

Rule Type

Notice

Release Number

34-63331

SEC Issue Date

Nov. 17, 2010

Federal Register Publish Date

Nov. 26, 2010

Document Citation

75 FR 72850