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Notice Rule

Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)

Release Number

34-61808

SEC Issue Date

March 31, 2010

Federal Register Publish Date

April 6, 2010

Document Citation

75 FR 17456

Resources

Order Rule: SEC Issued Version (pdf 42.1 KB)

Order Rule: Federal Register Version

Rel. No. 34-61543

Last Reviewed or Updated: March 31, 2010

Resources

Notice Rule: SEC Issued Version (pdf 46.4 KB)

Notice Rule: Federal Register Version

Rel. No. 34-61808

Details

File Number

SR-FINRA-2010-005

Rule Type

Notice

Release Number

34-61543

SEC Issue Date

Feb. 18, 2010

Federal Register Publish Date

Feb. 25, 2010

Document Citation

75 FR 8770