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Notice Rule

Order Appoving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Appoving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270

Release Number

34-61059

SEC Issue Date

Nov. 24, 2009

Federal Register Publish Date

Dec. 1, 2009

Document Citation

74 FR 62847

Resources

Order Rule: SEC Issued Version (pdf 37.7 KB)

Order Rule: Federal Register Version

Rel. No. 34-60754

Last Reviewed or Updated: Nov. 24, 2009

Resources

Notice Rule: SEC Issued Version (pdf 110.04 KB)

Notice Rule: Federal Register Version

Rel. No. 34-61059

Details

File Number

SR-FINRA-2009-059

Rule Type

Notice

Release Number

34-60754

SEC Issue Date

Oct. 2, 2009

Federal Register Publish Date

Oct. 8, 2009

Document Citation

74 FR 51886