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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 4, 2009

Resources

Notice Rule: SEC Issued Version (pdf 55.04 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 31, 2009

File Number

SR-FINRA-2009-049

Rule Type

Notice

Release Number

34-60424

SEC Issue Date

Aug. 4, 2009

Federal Register Publish Date

Aug. 10, 2009

Document Citation

74 FR 39984

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking ("Series 79") Examination Program

Resources

Details