Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2124 (Net Transactions With Customers), 2220 (Options Communications), 4370 (Business Continuity Plans and Emergency Contact Information) and 5250 (Payment for Market Making) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2124 (Net Transactions With Customers), 2220 (Options Communications), 4370 (Business Continuity Pl
Release Number
34-60534
SEC Issue Date
Federal Register Publish Date
Document Citation

74 FR 44410

Resources

Notice Rule: SEC Issued Version (pdf 59.81 KB)
Notice Rule: Federal Register Version
Rel. No. 34-60066

Last Reviewed or Updated: Aug. 19, 2009