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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 22, 2009

Resources

Notice Rule: SEC Issued Version (pdf 54.57 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 23, 2009

File Number

SR-FINRA-2009-001

Rule Type

Notice

Release Number

34-59274

SEC Issue Date

Jan. 22, 2009

Federal Register Publish Date

Feb. 2, 2009

Document Citation

74 FR 5877

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470

Resources

Details