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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 8, 2008

Resources

Notice Rule: SEC Issued Version (pdf 57.29 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 5, 2008

File Number

SR-FINRA-2008-049

Rule Type

Notice

Release Number

34-58754

SEC Issue Date

Oct. 8, 2008

Federal Register Publish Date

Oct. 15, 2008

Document Citation

73 FR 61178

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities

Resources

Details