Notice Rule

Notice To Amend the Loss Allocation Rules and Make Other Changes

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC-AN)

Public Comments

View Received Comments

Title

Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes

Release Number

34-83747

SEC Issue Date

July 31, 2018

Federal Register Publish Date

Aug. 6, 2018

Document Citation

83 FR 38393

Resources

Notice Rule: SEC Issued Version (pdf 426.67 KB)

Notice Rule: Federal Register Version

Exhibit 4

Exhibit 5

Commission's Request for Additional Information

View Received Comments

Title

Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes

Release Number

34-83951

SEC Issue Date

Aug. 27, 2018

Federal Register Publish Date

Aug. 30, 2018

Document Citation

83 FR 44331

Resources

Notice Rule: SEC Issued Version (pdf 216.39 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: Jan. 24, 2018

Resources

Notice Rule: SEC Issued Version (pdf 313.53 KB)

Notice Rule: Federal Register Version

Exhibit 5

Commission's Request for Additional Information

Response to the Commission's Request for Additional Information

Details

Public Comments Due

Feb. 14, 2018

File Number

SR-FICC-2017-806

Rule Type

Notice

Release Number

34-82583

SEC Issue Date

Jan. 24, 2018

Federal Register Publish Date

Jan. 30, 2018

Document Citation

83 FR 4358

Rules & Regulations

Enforcement & Litigation

Compliance

Notice To Amend the Loss Allocation Rules and Make Other Changes

Public Comments

Resources

Resources

Resources

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More in this Section

Notice To Amend the Loss Allocation Rules and Make Other Changes

Public Comments

Notice Rule (34-83747)

Resources

Notice Rule (34-83951)

Resources

Resources

Details