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Notice Rule

Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: Aug. 4, 2011

Resources

Notice Rule: SEC Issued Version (pdf 139.51 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 31, 2011

File Number

SR-CHX-2011-20

Rule Type

Notice

Release Number

34-65035

SEC Issue Date

Aug. 4, 2011

Federal Register Publish Date

Aug. 10, 2011

Document Citation

76 FR 49520

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm

Resources

Details