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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obligations of Exchange-Registered Institutional Brokers

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 19, 2011

Resources

Notice Rule: SEC Issued Version (pdf 40.63 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 15, 2011

File Number

SR-CHX-2011-13

Rule Type

Notice

Release Number

34-64915

SEC Issue Date

July 19, 2011

Federal Register Publish Date

July 25, 2011

Document Citation

76 FR 44386

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obligations of Exchange-Registered Institutional Brokers

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obligations of Exchange-Registered Institutional Brokers

Resources

Details