Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirement To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Public Comments

Last Reviewed or Updated: Sept. 30, 2021

Public Comments Due

Oct. 27, 2021

File Number

SR-CboeBZX-2021-059

Rule Type

Notice

Release Number

34-93218

SEC Issue Date

Sept. 30, 2021

Federal Register Publish Date

Oct. 6, 2021

Document Citation

86 FR 55659