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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")

National Securities Exchanges, Cboe C2 Exchange, Inc. (C2)

Last Reviewed or Updated: Aug. 2, 2016

Resources

Notice Rule: SEC Issued Version (pdf 145.78 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 29, 2016

File Number

SR-C2-2016-015

Rule Type

Notice

Release Number

34-78461

SEC Issue Date

Aug. 2, 2016

Federal Register Publish Date

Aug. 8, 2016

Document Citation

81 FR 52498

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")

Resources

Details