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Notice Rule

Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons

National Securities Exchanges, Nasdaq BX, Inc. (BX)

Public Comments

Submit a Comment on SR-BX-2012-020

Last Reviewed or Updated: April 4, 2012

Resources

Notice Rule: SEC Issued Version (pdf 154.13 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 1, 2012

File Number

SR-BX-2012-020

Rule Type

Notice

Release Number

34-66733

SEC Issue Date

April 4, 2012

Federal Register Publish Date

April 10, 2012

Document Citation

77 FR 21603

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons

Public Comments

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons

Public Comments

Resources

Details