Order Rule

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Public Comments

Title

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-Term Stock Exchange, I

Release Number

34-86356

SEC Issue Date

July 11, 2019

Federal Register Publish Date

July 17, 2019

Document Citation

84 FR 34225

Resources

Notice Rule: SEC Issued Version (pdf 230.96 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: June 27, 2023

Resources

Order Rule: SEC Issued Version (pdf 102.97 KB)

Order Rule: Federal Register Version

Details

File Number

4-747

Rule Type

Order

Release Number

34-86587

SEC Issue Date

Aug. 7, 2019

Federal Register Publish Date

Aug. 12, 2019

Document Citation

84 FR 39883

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-

Public Comments

Resources

Resources

Details

More in this Section

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-

Public Comments

Notice Rule (34-86356)

Resources

Resources

Details