Notice Rule

Notice of Filing and Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., and Bats EDGX Exchange, Inc.

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Public Comments

Last Reviewed or Updated: Aug. 31, 2023