Notice Rule

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Natio

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Public Comments

Submit a Comment on 4-694

Title
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc.
Release Number
34-84502
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 55410

Resources

Notice Rule: SEC Issued Version (pdf 263.23 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: March 8, 2024