Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules
Notice Rule
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchan
Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc.
Overview
Release Number
34-100636
SEC Issue Date
Title
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chi
Release Number
34-63230
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 68632
Title
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchan
Release Number
34-63430
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 76758
Title
Notice of Filing of an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe E
Release Number
34-88246
SEC Issue Date
Federal Register Publish Date
Document Citation
85 FR 10746
Title
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchang
Release Number
34-76311
SEC Issue Date
Federal Register Publish Date
Document Citation
80 FR 68337
Title
Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchange LLC, Chicago
Release Number
34-76056
SEC Issue Date
Federal Register Publish Date
Document Citation
80 FR 60426
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Bats BZX Exchange, Inc., Bats BYX
Release Number
34-78552
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 54905
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Bats BZX Exchange, Inc., Bats BYX
Release Number
34-79928
SEC Issue Date
Federal Register Publish Date
Document Citation
82 FR 9814
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX
Release Number
34-86470
SEC Issue Date
Federal Register Publish Date
Document Citation
84 FR 37363
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX
Release Number
34-85046
SEC Issue Date
Federal Register Publish Date
Document Citation
84 FR 2643
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX
Release Number
34-89042
SEC Issue Date
Federal Register Publish Date
Document Citation
85 FR 36450
Title
Order Approving and Declaring Effective a Proposed Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, In
Release Number
34-88366
SEC Issue Date
Federal Register Publish Date
Document Citation
85 FR 15238
Title
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc....
Last Reviewed or Updated: Nov. 25, 2025
Details
Public Comments Due
21 days after date of publication in the Federal Register.
File Number
4-618
Rule Type
Notice
Release Number
34-103443
SEC Issue Date
Public Comments