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Notice Rule

Notice of Filing and Order Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., New Yor

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 30, 2009

Resources

Notice Rule: SEC Issued Version (pdf 162.08 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 27, 2009

File Number

4-587

Rule Type

Notice

Release Number

34-60409

SEC Issue Date

July 30, 2009

Federal Register Publish Date

Aug. 6, 2009

Document Citation

74 FR 39353

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., New Yor

Resources

Details

More in this Section

Notice of Filing and Order Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., New Yor

Resources

Details