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Notice Rule

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 26, 2007

Resources

Notice Rule: SEC Issued Version (pdf 933.01 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 22, 2007

File Number

4-544

Rule Type

Notice

Release Number

34-56148

SEC Issue Date

July 26, 2007

Federal Register Publish Date

Aug. 1, 2007

Document Citation

72 FR 42146

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Resources

Details

More in this Section

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Resources

Details