Notice Rule

Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq ISE, LLC
Release Number
34-90702
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 84034

Resources

Notice Rule: SEC Issued Version (pdf 219 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: March 8, 2024