Comments on NASDAQ Rulemaking

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Nasdaq Options 9, Section 25 to Codify an Options Unbundling Rule

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a February 27, 2026 meeting with Christopher Schwarz
Public Comment Christopher Schwarz, Professor of Finance, University of California, Irvine
Public Comment Erik Wittman, Vice President, Head of Enforcement, Nasdaq, Inc.
Public Comment Matt Billings, President, Robinhood Financial LLC and Robinhood Securities, LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 5, 2026 meeting with representatives of Dash Financial Technologies, LLC and Wolverine Execution Services
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 5, 2026 meeting with representatives of Jane Street
Public Comment Derek Lacarrubba, Counsel to DASH Financial Technologies, DASH Financial Technologies
Public Comment David L. Cavicke, Chief Legal Officer, Wolverine Execution Services, LLC
Public Comment Andrew Stevens, Global General Counsel, IMC Chicago, LLC
Public Comment Tony Frouge, Chief Regulatory Officer, NYSE Group
Public Comment Gregory Kau, Associate General Counsel, Interactive Brokers LLC
Public Comment Laura Dickman, Cboe Exchange, Inc.
Public Comment Andrew Steinman, Jane Street Group, LLC

Last Reviewed or Updated: Jan. 9, 2026

File Number
SR-NASDAQ-2025-103
Release Number
34-104423
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