Request for Comment on Novel ETFs

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew D'Anna, Managing Director, Investment Platforms, Solutions & Strategy, Charles Schwab & Co., Inc.; Omar Aguilar, Managing Director, CEO & CIO of Schwab Asset Management, Charles Schwab Investment Management, Inc.
Public Comment Ben Schiffrin, Director of Securities Policy, Better Markets, Inc.
Public Comment David B. Smith, Jr., Executive Vice President and General Counsel, MFDF
Public Comment David Mann, Head of ETF Product & Capital Markets, Franklin Templeton, Inc.
Public Comment Duncan Moir, President, 21shares
Public Comment Joanna Mallers, Secretary, PTG
Public Comment John H. Lively, Managing Partner, Practus LLP
Public Comment John Jacobs, Richard Keary, Justin Meise and Bibb Strench, ETF BILD LLC
Public Comment Michael Percival, Head of Policy, Government & Regulatory Affairs, MSCI Inc.
Public Comment Morningstar, Inc.
Public Comment Patrick Sexton, EVP, General Counsel, and Corporate Secretary, Cboe Global Markets, Inc.
Public Comment Paul G. Cellupica, General Counsel, Investment Company Institute
Public Comment Public Citizen
Public Comment Scott T. Davis, Head of ETFs and SMAs, Capital Research and Management Company; Erik A. Vayntrub, Senior Vice President & Associate General Counsel, Capital Research and Management Company; Clara Kang, Vice President & Senior Counsel, Capital Research and Management Company
Public Comment Simpson Thacher & Bartlett LLP
Public Comment Tim Maloney, Co-Founder, Roundhill Investments
Public Comment William Rhind, CEO, GraniteShares
Public Comment Yingjie Huang, University of Amsterdam, and Yuchou Peng, The University of Hong Kong
Public Comment Anonymous Attorney
Public Comment Chainalysis
Public Comment Vlad Shevtsov
Public Comment Johanna Collins-Wood, General Counsel and Head of Compliance, U.S. Asset Management, Bitwise Asset Management, Inc.
Public Comment Johanna Collins-Wood, General Counsel and Head of Compliance, U.S. Asset Management, Bitwise Asset Management, Inc.
Public Comment Angela M. Brickl, General Counsel, Rafferty Asset Management, LLC
Public Comment Douglas Crescenzi, Chief Operating Officer, Adjacent Markets, Inc.
Public Comment Jeffrey S. Davis, Senior Vice President, Nasdaq, Inc.
Public Comment Kevin Carroll, Deputy General Counsel, SIFMA
Public Comment Kevin Ehrlich, Managing Director, SIFMA AMG, and Katie Kolchin, Managing Director, Head of Equity & Options Market Structure, SIFMA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 27, 2026 meeting with Dave Nadig of ETF.com
Public Comment Sigma Financial Corporation
File Number
S7-2026-24
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