Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Angela Dunn, Principal Associate General Counsel, Nasdaq, Inc.

Additional Files:
Public Comment Carol Alexander, University of Sussex
Public Comment Ilya Beylin, Associate Professor, Seton Hall University
Public Comment Seth Allen
Public Comment Nicolin Decker, Independent Researcher

Last Reviewed or Updated: June 18, 2026

File Number
S7-2026-21