Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

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Date Received
Date Letter Type Commenter Name
Public Comment Hon. J. Christopher Giancarlo, former Chair, CFTC; Hon. Sharon Brown-Hruska, former Acting Chair/Commissioner, CFTC; Hon. Steven Wallman, former Commissioner, SEC; Hon. Brian Quintenz former Commissioner, CFTC; Chester Spatt, former Chief Economist, SEC
Public Comment DJ Adams, CEO, Thesis Market, Inc.
Public Comment Jody A. Cummings, General Counsel, Mashantucket Pequot Tribal Nation
Public Comment 4790-1014180-3260470.pdf
Additional Files:
Public Comment Adam Hosmer-Henner, Nevada Resort Association
Additional Files:
Public Comment Adrian Griffiths, Head of Market Structure, MEMX LLC
Public Comment Andrew R. Beatty, Head of Policy and Senior Regulatory Counsel, Gemini Space Station, Inc.
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Public Comment Bill Harrington, Senior Fellow, Croatan Institute
Public Comment Catalina Chacon, Vice Chairwoman and Rosemary Morillo, Treasurer, Tribal Alliance of Sovereign Indian Nations
Public Comment Che Downs, General Manager, Thunderbird Enterprises, Inc.
Public Comment Cody Carbone, Chief Executive Officer, Zunera Mazhar, Head of Policy and Government Affairs and Annemarie Tierney, Senior Strategic Adviser, The Digital Chamber
Public Comment Daniel Lasko, General Counsel, dYdX Trading Inc. dba dYdX Labs
Public Comment Derek Kleinbauer, President, Bloomberg SEF LLC
Public Comment Ember Richardson Arlynx (facilitator)
Public Comment Eric Seinsheimer, Director, Legal (Americas) & US CCO, Eurex Deutschland
Public Comment Graham Deese, Chief Regulatory Officer, ForecastEx LLC
Public Comment James Siva, Chairman, California Nations Indian Gaming Association
Public Comment JB Mackenzie, President, Robinhood Derivatives, LLC
Public Comment Jennifer Carroll, General Counsel, Ironlight Group, Inc.
Public Comment Joanna Mallers, Secretary, PTG
Public Comment John A. Zecca, Executive Vice President, Global Chief Legal, Risk & Regulatory Officer, Nasdaq, Inc.
Public Comment Jonathan Jachym, Global Head of Policy and Market Structure, Payward, Inc.
Public Comment Jonathan Marcus, Senior Managing Director and General Counsel, CME Group Inc.
Public Comment Kara Dutta, VP, Head of Legal, US Futures Exchanges & Clearing, Intercontinental Exchange Inc.
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment Leslie Tanyan, Chair, Iowa Tribe of Oklahoma Gaming Commission
Public Comment Levon Dermanoukian, Chief Executive Officer, and Mehdi Sonthonnax, Chief Risk Officer, SWANS
Public Comment Mark Janoff, General Counsel, Ondo Finance Inc.
Public Comment Megan Malone Cohen, General Counsel, Options Clearing Corporation
File Number
S7-2026-21
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