Comments on Consolidated Audit Trail and Other Audit Trails and Data Sources

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15
B: 8
C: 50
D: 4
E: 77
F: 16
G: 16

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey S. Davis, Senior Vice-President, General Counsel, Nasdaq, Inc.
Public Comment Adrian Griffiths, Head of Market Structure, MEMX
Public Comment Amy Peikoff, Attorney, Property Rights, Pacific Legal Foundation
Public Comment Benjamin Zycher, Senior Fellow, American Enterprise Institute
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Public Comment Brian Getman
Public Comment Christopher A. Iacovella President and CEO, American Securities Association
Public Comment Don M. Cromer
Public Comment Greg Hoogasian, EVP, Chief Regulatory Officer, Cboe Global Markets, Inc.; Patrick Sexton, EVP, General Counsel, and Corporate Secretary, , Cboe Global Markets, Inc
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment James R. Copland, Senior Fellow and Director, Legal Policy, Manhattan Institute
Public Comment James Toes, President and CEO, Security Traders Association
Public Comment Jennifer W. Han, Chief Legal Officer and Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Joanna Mallers, Secretary, PTG
Public Comment John L. Thornton, Co-Chair, Committee on Capital Markets Regulation; R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation; Hal S. Scott, President, Committee on Capital Markets Regulation
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment Kenneth E. Bentsen Jr., President and CEO, SIFMA
Public Comment Marcia Asquith, Corporate Secretary and EVP, Board and External Relations, FINRA
Public Comment Phillip Goldstein, Managing Partner, Bulldog Investors LLP
Public Comment Richard Morrison, Senior Fellow, Competitive Enterprise Institute
Public Comment Rob Laible, Head of Americas, BMLL Technologies
Public Comment Robert Walley, CAT NMS Plan Operating Committee Chair, Wilmer Hale
Public Comment s7202612-860759-2652931.html
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Public Comment Timothy P. Terry , Secretary, Private Investor Coalition
Public Comment Tom Walrond Jr., President, Raymond James & Associates, Inc.
Public Comment Tony Frouge, Chief Regulatory Officer, NYSE Group; Jamie Klima, General Counsel, NYSE Group
Staff Study William Capuzzi, CEO, Apex Clearing Corporation
Public Comment Nick Morgan, President and Founder, Investor Choice Advocates Network
Public Comment April Wilson Smith, Teacher and Freelance Journalist

Last Reviewed or Updated: April 16, 2026

File Number
S7-2026-12
Release Number
34-105251
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