Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for Comment


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Robert Toomey, Head of Capital Markets, Managing Director/Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 16, 2026 meeting with representatives of Institute of International Bankers
Public Comment Bryan Pascoe, Chief Executive, International Captial Market Association (ICMA)
Public Comment Jennifer W. Han, Chief Legal Officer and Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Jiří Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Katherine Darras, General Counsel, International Swaps & Derivatives Association (ISDA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 15, 2026 meeting with representatives of J.P. Morgan
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 14, 2026 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 5, 2026 meeting with representatives of Institute of International Bankers (IIB)
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 30, 2026 meeting with Members and Staff of the International Swaps and Derivatives Association
("ISDA")

Last Reviewed or Updated: May 6, 2026

File Number
S7-2026-11
Release Number
34-105262