Comments on Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for Comment

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Date Received
Date Letter Type Commenter Name
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Public Comment Robert Toomey, Head of Capital Markets, Managing Director, Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 17, 2026 meeting with representatives of Deutsche Bank AG (“Deutsche Bank”)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 11, 2026 meeting with representatives of Citi
Public Comment Charles Peirce
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Public Comment Emma Whatson
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a August 4, 2026 meeting with representatives of DZBank
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 3, 2026 meeting with representatives of Nomura
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 30, 2026 meeting with representatives of Santander
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 29, 2026 meeting with representatives of Scotiabank
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 28, 2026 meeting with representatives of HSBC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 28, 2026 meeting with representatives of RBC
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 15, 2026 meeting with representatives of the Futures Industry Association (FIA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 14, 2026 meeting with representatives of BNP Paribas
Public Comment Robert Toomey, Head of Capital Markets, Managing Director/Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2026 meeting with representatives of Barclays
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2026 meeting with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 16, 2026 meeting with representatives of Institute of International Bankers
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 12, 2026 meeting with representatives of Institute of International Bankers
Public Comment Jennifer W. Han, Chief Legal Officer and Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Katherine Darras, General Counsel, International Swaps & Derivatives Association (ISDA)
Public Comment Sean Campbell, Chief Economist, Head of Policy Research, Financial Services Forum
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Public Comment Tara Buckley, Deputy General Counsel, Financial Regulation, Investment Company Institute
Public Comment Curtis Tao, General Counsel, HSBC Bank USA, National Association
Public Comment Haoxiang Zhu, Associate Professor of Finance, MIT Sloan School of Management
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 18, 2026 meeting with representatives of PIMCO
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 15, 2026 meeting with representatives of J.P. Morgan
File Number
S7-2026-07
Release Number
34-104944
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