Comments on Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Request for Comment


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Haoxiang Zhu, Associate Professor of Finance, MIT Sloan School of Management
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 18, 2026 meeting with representatives of PIMCO
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 15, 2026 meeting with representatives of J.P. Morgan
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 14, 2026 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 5, 2026 meeting with representatives of Institute of International Bankers (IIB)
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 30, 2026 meeting with Members and Staff of the International Swaps and Derivatives Association
("ISDA")
Public Comment Bill Thum, Managing Director and Assistant General Counsel, SIFMA AMG
Public Comment Bryan Pascoe, Chief Executive, ICMA
Public Comment Callum Nieto, Investment Bank, Head of IB Operations Americas, and Patrick Deharveng, Group Treasury, Investment & Execution US, UBS AG
Public Comment Financial Services Forum
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Public Comment Tara R. Buckley, Deputy General Counsel, Investment Company Institute
Public Comment Clearstream Banking S.A.
Public Comment Philippe Dirckx, Managing Director, Head of Fixed Income, ASIFMA
Public Comment Michael Everett Simonson Jr., Trader
Public Comment Treasury Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 18, 2026 meeting with representatives of Morgan Stanley

Last Reviewed or Updated: March 20, 2026

File Number
S7-2026-07
Release Number
34-104944