Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on rulemaking petition to narrowly tailor supervisory action within the SEC’s statutory responsibilities under Sections 19(b), 19(c), 19(d), and 19(g) of the Securities Exchange Act of 1934 relating to oversight of self-regulatory organizations (SROs).

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 1, 2025	Public Comment	Kimberly Kepling

Last Reviewed or Updated: Feb. 10, 2026

File Number

4-876

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on rulemaking petition to narrowly tailor supervisory action within the SEC’s statutory responsibilities under Sections 19(b), 19(c), 19(d), and 19(g) of the Securities Exchange Act of 1934 relating to oversight of self-regulatory organizations (SROs).

Filter comments

More in this Section

Comments on rulemaking petition to narrowly tailor supervisory action within the SEC’s statutory responsibilities under Sections 19(b), 19(c), 19(d), and 19(g) of the Securities Exchange Act of 1934 relating to oversight of self-regulatory organizations (SROs).

Filter comments