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Other Commission Orders, Notices, and Information Rule

Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status

Public Comments

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Last Reviewed or Updated: Oct. 8, 2026

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 334.33 KB)

Other Commission Orders, Notices, and Information Rule: Federal Register Version

Details

Public Comments Due

Dec. 4, 2026

File Number

4-934

Rule Type

Other Commission Orders, Notices, and Information

Release Number

33-11448

SEC Issue Date

Sept. 30, 2026

Federal Register Publish Date

Oct. 5, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status

Public Comments

Resources

Details

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Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status

Public Comments

Resources

Details