Other Commission Orders, Notices, and Information Rule

Notice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Regarding the Treatment of Customer Margin Under Item 13 and Note F of Exhibit A to Rule 15c3-3

Public Comments

Title

Order Under Section 36 of the Securities Exchange Act of 1934 Granting Conditional Exemptive Relief Regarding the Treatment of Customer Margin Under Item 13 and Note F of Exhibit A to Rule 15c3-3

Release Number

34-106726

SEC Issue Date

Oct. 23, 2026

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 218.22 KB)

Last Reviewed or Updated: Oct. 23, 2026

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 354.92 KB)

Other Commission Orders, Notices, and Information Rule: Federal Register Version

Details

File Number

4-930

Rule Type

Other Commission Orders, Notices, and Information

Release Number

34-106493

SEC Issue Date

Sept. 25, 2026

Federal Register Publish Date

Sept. 29, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Regarding the Treatment of Customer Margin Under Item 13 and Note F of Exhibit A to Rule 15c3-3

Public Comments

Resources

Resources

Details

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Notice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Regarding the Treatment of Customer Margin Under Item 13 and Note F of Exhibit A to Rule 15c3-3

Public Comments

Other Commission Orders, Notices, and Information Rule (34-106726)

Resources

Resources

Details