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Petition Rule

Petition for Rulemaking to reduce advisers’ perceived liability for voting client proxies.

Last Reviewed or Updated: Dec. 19, 2024

Resources

Petition Rule: SEC Issued Version (pdf 164.71 KB)

Details

File Number

4-846

Rule Type

Petition

Release Number

4-846

SEC Issue Date

Dec. 16, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Petition for Rulemaking to reduce advisers’ perceived liability for voting client proxies.

Resources

Details

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Petition for Rulemaking to reduce advisers’ perceived liability for voting client proxies.

Resources

Details