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Other Commission Orders, Notices, and Information Rule

Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation

Last Reviewed or Updated: Oct. 8, 2021

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 386.14 KB)

Other Commission Orders, Notices, and Information Rule: Federal Register Version

Details

File Number

S7-07-21

Rule Type

Other Commission Orders, Notices, and Information

Release Number

34-93284

SEC Issue Date

Oct. 8, 2021

Federal Register Publish Date

Oct. 15, 2021

Document Citation

86 FR 57455

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation

Resources

Details

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Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation

Resources

Details