Other Commission Orders, Notices, and Information Rule

Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom

Title
Notice of Substituted Compliance Application Submitted by the United Kingdom Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in
Release Number
34-91476
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 18378

Resources

Substituted Compliance Application Rule: SEC Issued Version (pdf 890.16 KB)
Substituted Compliance Application Rule: Federal Register Version
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Last Reviewed or Updated: June 29, 2023