Other Commission Orders, Notices, and Information Rule

Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status

Overview

The Commission is issuing an order designating the General Securities Representative license (Series 7), the Private Securities Offerings Representative license (Series 82), and the Investment Adviser Representative license (Series 65) as qualifying natural persons for accredited investor status.

Last Reviewed or Updated: Nov. 7, 2023