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Exemptive Rule

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to SPDR Series Trust and SPDR Dorsey Wright Fixed Income Allocation ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: May 27, 2016

Resources

Exemptive Rule: SEC Issued Version (pdf 49.48 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-16-8

Rule Type

Exemptive

Release Number

34-77942

SEC Issue Date

May 27, 2016

Federal Register Publish Date

June 2, 2016

Document Citation

81 FR 35423

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to SPDR Series Trust and SPDR Dorsey Wright Fixed Income Allocation ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to SPDR Series Trust and SPDR Dorsey Wright Fixed Income Allocation ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details