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Exemptive Rule

Order Granting a Limited Exemption From Exchange Act Rule 10b-17 to Certain Actively Managed Exchange-Traded Funds Pursuant to Exchange Act Rule 10b-17(b)(2)

Last Reviewed or Updated: June 19, 2012

Resources

Exemptive Rule: SEC Issued Version (pdf 39.05 KB)

Exemptive Rule: Federal Register Version

PIMCO ETF Trust Request Letter

Details

File Number

TP-11-07

Rule Type

Exemptive

Release Number

34-67215

SEC Issue Date

June 19, 2012

Federal Register Publish Date

June 25, 2012

Document Citation

77 FR 37941

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting a Limited Exemption From Exchange Act Rule 10b-17 to Certain Actively Managed Exchange-Traded Funds Pursuant to Exchange Act Rule 10b-17(b)(2)

Resources

Details

More in this Section

Order Granting a Limited Exemption From Exchange Act Rule 10b-17 to Certain Actively Managed Exchange-Traded Funds Pursuant to Exchange Act Rule 10b-17(b)(2)

Resources

Details